Compliance
The Compliance workspace gathers the compliance officer's outstanding items -- KYC reviews, flagged transactions, regulatory filings due and audit follow-ups. It frames the institution's risk and regulatory obligations in one queue so deadlines are not missed. This board is central to meeting central-bank and AML reporting duties.
Workflow
- Open MFI > My Workspace > Compliance
- Review KYC, AML and regulatory-filing queues
- Open a flagged transaction or member to complete the review
- Progress pending filings toward their regulatory deadlines
- Document outcomes for the audit trail
Notes & rules
- KYC, AML and regulatory queues in one board
- Links to compliance and member records
- Related: Audit Logs, Reports & Regulatory
- Used by compliance and risk officers
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